Topic 8 - Policies

Policy, decision making and action

POLICY vs policy

  • Big “P” vs “p”
  • Don’t be intimidated.

policy & technology

  • technology-neutral
  • vendor-neutral
  • …as good as possible
  • “why” decoupled from “how”

Definition

Digital Preservation Policy

“A guideline that describes the essential setting, principles, structures and objectives of a digital archive”

Definition

Digital Preservation Policy

  • Can be aimed at both internal and external parties and furthers understanding (partly its own understanding) of the mission, methods and credibility of the institution.

  • Intended to be binding for practice over a long period of time and offers a fixed point of reference for daily work as well as for further strategic developments.

  • Documents of the digital archive that cover related topics (tech-specs, strategy papers, etc.) should be in line with the preservation policy.

Everyone’s Got one! Right?

Of 148 institutions worldwide:

  • Over 90% of respondents said that they had undertaken efforts to preserve digital materials
  • Only about 25% of the institutions surveyed had a written digital preservation policy

Source: Bergen’s Report (2014)

Gap Areas

Source: AVPreserve

Objectives and Status

  • What are the aims of the policy within the organisation?

  • To which higher and lower-ranking documents can the policy refer?

  • Are future objectives distinguished from the situation as it stands?

User Orientation

  • Which user groups are significant for the institution?

  • How is the digital archive set up to meet the needs of its user groups and how does it ensure that user needs can be met over the long term?

  • How does the digital archive ensure that it is possible to use the archived data?

  • How, ideally, are scenarios for future use made possible?

Organisations and Resources

  • What organisational structures are needed for digital preservation and how do they relate to the organisational structure of the institution?

  • Is the long-term funding of the digital archive secure and has it been ensured that available and required resources will be checked on an ongoing basis?

  • Is the necessary expertise on hand in the areas of object formats, IT, management and organisation?

  • Is there a central preservation management? How big is the team?

  • Are tasks, responsibilities, aims and processes clearly defined and known to all?

Aims of Digital Preservation

  • What are the core aims of the digital archive?

  • What steps have been taken to achieve these aims?

  • Are these steps made transparent, and to whom are they made transparent?

Preservation Strategies and Monitoring

  • Which overall preservation strategy has been chosen for the archive?
    (migration? emulation? a hybrid form?)

  • What measures are planned to preserve the significant properties of the archived information?

  • What preservation strategies and processes follow the archived information through the various archival phases?

  • How is preservation planning organized?

Technical infrastructure

  • What aspects of the technical infrastructure have long-term significance, and are they formulated in accordance with the strategic aims of the institution?

  • In what form can technical aspects be included in the policy (difference versus other documentation)? What cross-references would be helpful?

  • Is the technical infrastructure in line with the professional, legal and economic requirements of the institution as well as with its technical possibilities?

Contact and general data

  • Who has responsibility for the current document and who for the further development of the policy? Who can be given as the contact person?

  • What other general data are needed? Where can these best be included?

Updating and quality control

  • Policy should form basis for the work.
  • Not be changed too frequently.
  • Should not be static either.
  • Must be able to adjust to (future) changes.

Should vs IS

Don’t confuse policy-“should” with real-“is”!

  • Some aspects already fixed.
  • Others still in development.

Should vs IS

To avoid this, a dedicated section outlining medium-term plans or a separate document such as a strategy paper, can be used.

Relationships

How policy influences archival workflows

Comparison of institutional policies

Comments?

Questions?